Checklist for Requirement 2: Infrastructure
See the checklist below to ensure that your firm is prepared to meet the Infrastructure requirement of the Legal Services Excellence Standard.
Can you provide evidence of the following:
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Practice management system,
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Computerised accounting solution,
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Training in use of case management systems,
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Training in use of accounting systems,
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Training of staff in software systems such as Microsoft Word, Microsoft Excel, or alternatives,
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Training of staff in email etiquette.
Can you provide evidence of the following:
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GDPR policies and procedures demonstrating compliance with the Law Society of Ireland ‘12 Steps’ programme,
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Retention policies and procedures created in line with Law Society guidance,
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Accounting policies and procedures in line with regulatory requirements,
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Office policies and procedures on client confidentiality.,
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Policies and procedures demonstrating compliance with AML (Anti Money Laundering).
Can you provide evidence of the following:
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Threat model for the firm,
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Information security policies and procedures based on the information security checklist,
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Firm’s communications are encrypted where possible and sensitive information is always password protected if sent by email,
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Appropriate firm training sessions on information security delivered to employees.
Can you provide evidence of the following:
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Employee contracts include confidentiality provisions and are robust,
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Non-employee personnel contracts include confidentiality provisions and are robust,
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Training on firm’s confidentiality policies.
Can you provide evidence of the following:
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Acceptable use policy for email, social media, and intranet usage.
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Stationary meets regulatory and best practice guidance,
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Employees have received communications-policy training.